Fundamentals of FinTech Compliance
Get a good understanding of the challenges and best practices of building a successful FinTech startup
About the course
What should you look for in a partner when starting a business? How can you ensure compliance while still allowing innovation to flourish?
Our expert, Adam Moulson, will guide you through the challenges of starting a business and share strategies for growth. You will learn about identifying the ideal tech partner, establishing trust and reputation, and maintaining compliance without hindering innovation.
Join us on this short course to get insights and knowledge on the challenges and best practices of building a successful FinTech startup.
Difficulty: Foundation
Duration: 27mins
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With this online course, you will:
- Understanding the importance of KYC and KYB onboarding.
- Learning how to find the perfect tech partner and the challenges early FinTechs face when pitching a partner.
- Gaining an understanding of best practices for early-stage FinTechs to build compliance and for customer onboarding.
- Being aware of one-size-fits-all solutions and the importance of being aware of such oversimplified solutions.
Skills
KYC & KYB
Tech
Fintech
Entrepreneurship
Innovation
The expert you’ll be learning from
Adam Moulson
Chief Commercial Officer for Griffin
Adam is the Chief Commercial Officer for Griffin, a UK-based Banking as a Service provider currently seeking authorisation to become a bank with the FCA and PRA. Adam is a founder and former Chief Commercial Officer of Form3, which provides critical real-time payments infrastructure to banks and fintechs such as Lloyds, Nationwide, and Square. Prior to starting Form3, he was a country manager at SWIFT.
Course Content
Our expert, Adam Moulson, Chief Commercial Officer for Griffin, will discuss what Griffin is all about.
In this chapter, Adam will discuss the KYC (Know Your Customer) and KYB (Know Your Business) onboarding, which are regulatory requirements for businesses to verify the identity of their customers and understand their business activities in order to manage risk and comply with laws against financial crime.
The biggest asset for a FinTech company is its people, as they can build valuable technology and attract customers. To maintain value in the business, it is important to continue investing in technology and people, and to keep learning about what customers need and expect. When working with customers, it is important to be humble and genuine, and to understand how you can help them. It is important to find partners that have a similar mindset and core set of values, and to make sure that the partnership will be mutually beneficial.
In conclusion, this course provides valuable insights from industry insider Adam Moulson, the Chief Commercial Officer of Griffin, on the challenges FinTech startups face when navigating the regulatory landscape. The course covers important topics such as KYC and KYB onboarding, finding the perfect tech partner, and building trust and reputation in the early stages of a FinTech company.
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FAQ
CFTE’s brand new online learning platform! THINK produces and delivers dozens of bite-sized courses which will allow you to get a good understanding and be constantly updated about everything concerning Fintech!
Disruptive technologies and innovations don’t come on their own. They bring significant transformations and challenges both in terms of culture, people, jobs, environment and governance. Therefore we believe these topics can’t be separated from one another.
The courses offered on THINK have slightly different approaches to the topics. You’ll find evergreen foundational-level courses which will help you get a good understanding without any prior knowledge, but you’ll also find courses that explore the players in the respective ecosystems, courses that explore the regulations of a certain field and even courses that dive deep into specific companies’ way of operating!
THINK is meant for all those professionals who want to be kept up to date with the latest developments in these fields, but don’t necessarily have the time to go through countless articles or newspapers.
Technology is deeply transforming the way financial institutions do business and manage operations. Understanding these shifts will allow you to benefit from them, and not miss out on any potential opportunities for you and your organisation.
Users and customers nowadays are more aware than ever about the environmental and social impact of their choices, as a consequence companies are putting more attention on these topics even at the cost of reduced financial performances.
Digital Assets, Blockchain, Decentralisation and Web3 are still in a very early stage. They may reshape and revolutionise our current business models, therefore we believe it’s worth paying special attention to the innovations they bring to the table.
Understanding how technology works, its potential and its limitations is essential to properly embrace it and leverage it. Even non-technical professionals need to get a comprehensive understanding of these tools, as they will have an increasingly important role in our lives.
