Generative AI for Compliance in Financial Services
Your compliance process can now be smarter with Generative AI.
This course is designed to help professionals in the financial sector understand and responsibly leverage the benefits of Generative AI to enhance compliance practices.
Enroll Immediately
15 minutes per day
6 weeks
Certificate of achievement
Hands-on Projects
Valid until November 29th, 2024
Programme Instructors
Huy Nguyen Trieu
Co-founder, CFTE
Ronnie Chung
Head of Responsible AI
A programme part of the AI in Finance Academy, training +20,000 professionals globally.
Streamline compliance processes with GenAI.
Over the next few years, Generative AI has the potential to transform risk management in financial institutions by automating, speeding up, and improving various aspects, including regulatory compliance and risk assessments. AI technologies, such as large language models, will enhance efficiency and effectiveness in identifying and mitigating risks. Compliance professionals can leverage these tools for long-term data protection and to address ethical considerations.
By using generative AI for specific use cases, financial institutions can develop robust risk mitigation strategies to prevent data breaches and ensure adherence to regulatory standards.
The global generative AI market size is projected to experience significant growth by 2032.
(Zion Market Research, 2023).
Increase of fraud detection by generative AI model by Mastercard
(CNBC, 2024)
Organisations say they’re prepared to manage generative AI risk
(Secureframe, 2024)..
Generative AI could fundamentally change financial institutions’ risk management and Compliance process.
Designed for your success.
Master this topic with our all-round curriculum featuring..
Constantly updated course
You will never miss any new industry updates.
Industry recognised certification
Get an accredited certificate endorsed by trusted bodies.
Hands-on projects for practical uses
Learn how to use generative AI tools for compliance.
Join the global community
Lifetime access to our community of 10K+ visionaries.
Real-World Applications and case studies
Discover how leading organisations are harnessing generative AI for compliance, enhance your skills with our hands-on exercises, and learn from industry best practices.
Delivered by Ronnie Chung – Head of Responsible AI
AI leader with over 20 years experience working across the financial services industry (Ex-FCA, Barclays, and HSBC)
Your All-Access Pass to compliance
Dive into a world of learning with flexible video and reading courses. Plus, get the inside scoop from top sustainability experts around the globe. You will get to understand the intricacies of sustainability efforts at globally.
Complete GenAI for Compliance Toolkit
Accelerate your compliance career with our carefully curated video library designed to teach you how to leverage generative AI through expert-led tutorials and real-world examples.
At the end of this programme, you'll...
The bite-sized courses enable you to get the basics right from the mechanism of Generative AI, current Compliance landscape and value chain only 15 minutes per day for 6 weeks.
You will get the chance to understand the generative AI applications in compliance and how other companies are implementing generative AI to drive successful outcomes.
Learn how to use the cutting-edge generative AI tools in Compliance from research, analysing data, and making informed decisions, all driven by Gen AI.
Learn how to use AI responsibly by identifying the opportunities, data management, ethical consideration and regulations worldwide.
The course enables you to understand the current implementation of generative AI and the key success factors of its application. You will be able to apply the strategic framework to your team.
From basic to advanced concepts
15-minute lesson per day over 6 weeks. Aquire all the skills for Generative AI.
This week explores the definition, the inner mechanisms, and the evolution of Generative AI.
- Day 1: Definition of Generative AI
- Day 2: Differences between traditional Machine Learning and Generative AI
- Day 3: Transformers: a revolutionary breakthrough
- Day 4: Scaling transformers
- Day 5: LLMs as a new human/machine interface
This week discusses the Generative AI landscape and key players such as infrastructure providers, model providers and application providers.
- Day 6: Model providers
- Day 7: Infrastructure providers
- Day 8: Application providers
- Day 9: Hands-on project: Getting started with ChatGPT and Customer Personas
- Day 10: Hands-on project: Analysing & extracting information from PDF Reports with AI
This week delves into the compliance domain and compare traditional compliance approaches with AI-driven methods.
- Day 11: Introduction and background of compliance
- Day 12: Challenges in compliance
- Day 13: Traditional approaches vs AI-driven approaches in compliance
- Day 14: Current landscape of Generative AI in compliance
- Day 15: Expert interview: TBC
This week discusses Generative AI applications and current initiatives and use cases in compliance.
- Day 16: Applications of Generative AI in compliance (1/2)
- Day 17: Applications of Generative AI in compliance (2/2)
- Day 18: Case study 1
- Day 19: Case study 2
- Day 20: Expert interview (TBC)
This week focuses on practical applications of generative AI tools in compliance. Projects include using AI for research and ensuring regulatory adherence.
- Day 21: Navigate key Generative AI tools
- Day 22: Understanding Prompt Engineering
- Day 23: Use case 1
- Day 24: Use case 2
- Day 25: Use case 3
- Day 26: Use case 4
This week examines the advantages and key success factors of implementing AI in compliance and teaches on privacy and data usage in Generative AI in compliance.
- Day 27: Advantages / Key Success Factors of AI Implementation in compliance
- Day 28: Impact and assessment
- Day 29: Data, Risk, Privacy and Ethical considerations
- Day 30: Changes in skills.
Who should take this course?
Professionals in Financial institutions, Central Banks, Fintechs, Startups, Consultancies and more across these roles
Chief Compliance Officer
Compliance Manager or Head of Compliance
AML Compliance Officer
Compliance Analyst
Compliance Legal Counsel
Delivered by Top Industry Experts
Huy Nguyen Trieu
Co-founder and Programme Director, CFTE; Former Managing Director, Citi
Huy Nguyen Trieu is the Co-Founder of CFTE and CEO of The Disruptive Group, an advisory firm in innovation and finance. He is also a Venture Partner at Mundi Ventures, a VC fund in Fintech and Insurtech.
Passionate about upskilling, Huy co-founded CFTE to help people improve their skills in a tech-driven world. Previously, he was a Managing Director at Citi, and held roles at Royal Bank of Scotland and Société Générale. Huy also led Ukibi, a VC-funded startup in the US.
Ronnie Chung
AI leader with over 20 years experience working across the financial services industry (Ex-FCA, Barclays, and HSBC)
Ronnie Chung is an AI leader with over 20 years experience working across the financial services industry primarily on Regulatory Compliance projects with roles at the Financial Conduct Authority (FCA), Barclays, and HSBC.
Work in the last decade has focused on leveraging data science and AI to develop solutions that drive innovation and efficiency. Examples include using Language Models to better understand the Regulatory Landscape through Horizon Scanning, and using AI for Auditing and Compliance.
Experts you will be learning from
Top CEOs, CIOs, Founders and industry leaders will share knowledge
Huy Nguyen Trieu
Co-Founder at CFTE
Ronnie Chung
Head of Responsible AI at Centrica, Ex-FCA, Ex-Barclays, and Ex-HSBC
Programme Details
Start date
Coming Soon
Programme Tuition
£450
Programme Format
100% online, self-paced
Earn an industry-accredited certificate
Receive a Certificate in Generative AI issued by CFTE. The certificate online can serve as a stepping stone to further advancement in your career. Don’t miss this opportunity to stand out in your field.
Learn Generative AI for Compliance in Financial Services
40% discount valid until November 29th
Pricing includes:
- 6 chapters and 4 hours of expert content
- Guest experts video
- Hands-on projects
- 7 Handbooks
- Lifetime access to global community
- Accredited Certificate (In progress)
Mode of payment.
We accept all major credit cards and debit cards.
Get reimbursed by your employer.
Speak to your manager about the course, and get a reimbursement by your employer. Here is how you can do it (with a template provided).
Instalments.
You can choose to pay the full amount, or you can opt for a 2-part payment plan option. The 2-part payment option requires one payment upfront, followed by second during your course.
Register your interest to Generative AI in Compliance now
Save your spot to get a special discount when the course is launched
Looking to upskill your organisation? Talk to us.
Interested in training your organisation or sponsoring the course? Contact our team and get more information on the programme.
FAQ
Most frequent questions and answers about our specialisation
What is the course about?
The course is an online certificate programme designed to empower professionals and institutions with skills to use and leverage generative AI in Compliance.
The course is self-paced, featuring 15-min daily lessons over 6 weeks with hands-on projects, case studies and industry expert interviews.
The course content covers fundamentals of generative AI, the landscape of generative AI in Compliance, current and future applications in Compliance, and risk management and regulation.
Why this course?
Participants will gain in-depth knowledge of generative AI, understand its applications and underlying mechanisms, and learn about global trends and know how to integrate AI in their organisations.
The course is designed for professionals in Compliance who want to enhance productivity and stay competitive in their jobs.
Accessing this course
Participants can immediately enrol the course, costing £450.
- Mode of payment– We accept all major credit cards and debit cards.
- Instalments – You can choose to pay the full amount, or you can opt for a 2-part payment plan option. The 2-part payment option requires one payment upfront, followed by second and third during your course. Contact our team at learning@cfte.education for more information.
- Get reimbursed by your employer. Speak to your employer and get funded for your learning! Here’s how we can help.
You will have access to the course for 6 months from enrolment. This duration is set to ensure you can pace yourself for the best learning outcome. Though not a common request, you can talk to us if you need an extension of the access after the 6 months are up.
Yes, you will receive a digital certificate upon successful completion of the course. This certificate is digital so it can be shared at any time and embedded into your online professional profile.
If you decide within one week after enrolling in the course (or 5% of completion) that it’s not the right fit for you, we will issue a full refund.
